Our Goal:
Accurate Research Giving Investors a Transparent Look at the Companies We Follow.
In considering a company for a report, Street Research reviews the following:
The Securities and Exchange Commission notes the term “penny stock” generally refers to low-priced (below $5), speculative securities of very small companies. “Investors in penny stocks should be prepared for the possibility that they may lose their whole investment.”
Street Research is looking for those companies that are less speculative in nature and have a greater probability of success.
The movement of a penny stock is not always rational or based on the activities of the underlying company the stock represents. The price of a penny stock has the potential to be manipulated by individuals not related to the business.
Street Research is searching for those companies that are well funded, with experienced management, and the revenue stream is real and expanding.
Factors we consider about all potential Over The Counter Bulletin Board clients:
* Files reliable financial statements
* Has financial transparency based on these filing
* Has published detailed press releases or conference calls based on quarterly returns
* Has an ongoing business with revenue
* Has funding to drive the business
* Has management that is actively involved with significant experience
* Shareholders and management share equally in success
Companies on the Pink Sheets must clearly show they are not an inactive shell, but rather an ongoing, viable business that takes transparency seriously.
Street Research Goals and Philosphy:
STREET RESEARCH IS COMMITTED TO THE HIGHEST ETHICAL STANDARDS
We frequently refuse to accept companies that cannot be recommended with objectivity, quality, and accuracy of research. ‘If we find in our research after we are hired that a company cannot qualify for a positive report of any kind, we will cease coverage and not publish the report.
STREET RESEARCH and its Chartered Financial Analysts are independent, objective, and have a reasonable and adequate basis for our investment recommendations.
STREET RESEARCH has established formal written policies supporting independent and objective analyst research.
STREET RESEARCH certified financial analyst compensation is aligned to the quality of research and the accuracy of analyst recommendations over time.
STREET RESEARCH fully discloses all conflicts of interest of both the analyst and the firm.
STREET RESEARCH does not allow analysts to buy or receive “pre-IPO” shares.
STOCK RESEARCH CODE OF CONDUCT
Street Research employs only Chartered Financial Analysts that agree in writing to follow a Code of Ethics when conducting an analysis for Street Research. The designated Code of Ethics is stated below and was endorsed by the Chartered Financial Analysts Institute Board of Governors in May of 2005. The new Code of Ethics for Chartered Financial Analysts became effective 1 January 2006.
* Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession, and other participants in the global capital markets.
* Place the integrity of the investment profession and the interests of clients above their own personal interests.
* Use reasonable care and exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions, and engaging in other professional activities.
* Practice and encourage others to practice in a professional and ethical manner that will reflect credit on themselves and the profession.
* Promote the integrity of, and uphold the rules governing, capital markets.
* Maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals. In addition to this Code of Ethics each and every Chartered Financial Analysts for Street Research also agree in writing to uphold the highest industry standards as stated below.
EMPLOYEE INDEPENDENCE AND OBJECTIVITY
Chartered Financial Analysts employed by Street Research guarantee and agree to use reasonable care and judgment to achieve and maintain independence and objectivity in their professional activities.
Chartered Financial Analysts employed by Street Research guarantee and agree to not offer, solicit, or accept any gift, benefit, compensation, or consideration that reasonably could be expected to compromise their own or another’s independence and objectivity.
Misrepresentation
Chartered Financial Analysts employed by Street Research guarantee and agree to not knowingly make any misrepresentations relating to investment analysis, recommendations, actions, or other professional activities.
Misconduct
Chartered Financial Analysts contracted by Street Research guarantee and agree to not engage in any professional conduct involving dishonesty, fraud, or deceit or commit any act that reflects adversely on their professional reputation, integrity, or competence.
MAINTAIN THE INTEGRITY OF CAPITAL MARKETS
Material Nonpublic Information
Chartered Financial Analysts contracted by Street Research guarantee and agree that they will possess material nonpublic information that could affect the value of an investment must not act or cause others to act on the information.
Market Manipulation
Chartered Financial Analysts contracted by Street Research guarantee and agree to not engage in practices that distort prices or artificially inflate trading volume with the intent to mislead market participants.
Questions? Contact Us
JOHN PENTONY
Publisher & Managing Partner – For Sales Inquiries
Email: john@streetresearch.com
Direct Line: (469) 252-3031
LEE ANN TORRANS
Editor & Managing Partner – For Editorial Inquiries
Email: leeann@streetresearch.com
Direct Line: (214) 500-5410
Address:
Pentony Enterprises, LLC
10604 Robincreek Lane
Frisco, Texas 75035
Telephone:
(469) 252-3030
Fax:
(214) 975-1238
